Client Questionnaire

1. What is the purpose of establishing this online trading account?

a) Hedging

b) Personal investment

c) Speculation

 

2. Can you please describe the types of financial instruments with which you are familiar?

a) Transferable Securities (e.g. Bonds, Stocks, Money instruments etc), CFDs (e.g. on Forex, Metals, Commodities, Stocks, Indices, Futures)

b) Binary Options (e.g. on Forex, Equity, Indices, Commodities, Stocks)

c) Other Derivative products (e.g. Swaps, Futures, Options, Forwards etc)

d) I am not familiar with any Financial Instrument

 

3. Have you had any trading or investment activities in the past 24 months?

a) Yes

b) No

If client answers yes to the above question then he must also answer the next 2 questions.

 

3a. What was the average annual frequency of your past transactions?

a) Less than 30

b) Between 30 and 100

c) Over 100

 

3b. What was the average annual volume of your past transaction?

a) Less than €5,000

b) Between €5,000 and €15,000

c) More than €15,000

 

4. What is the origin of your investment capital to be used for trading?

a) Inheritance

b) investments/savings

c) Employment

d) Pension/insurances

e) Business activities

 

5. Annual Income:

a) Less than €12,000

b) Between €12,000 and €24,000

c) Between €24,000 and €50,000

d) Between €50,000 and €100,000

e) More than €100,000

 

6. What is your net worth?

a) Less than €5,000

b) Between €5,000 and €10,000

c) Between €10,000 and €50,000

d) Between €50,000 and €250,000

e) More than €2500,000

 

7. What is your anticipated annual amount available to invest?

a) Less than €1,000

b) Between €1,000 and €5,000

c) Between €5,000 and €10,000

d) More than €10,000

 

8. What is your occupation status?

a) Employed**

b) Self-employed

c) Unemployed

d) Retired

e) Student

**If the Client selected the answer “a) Employed” in the question above, then he must also answer the question directly below.

 

9. What is your profession and/or former profession?

a) Accounting & Finance

b) Administration

c) Agriculture, Forestry & Fishing

d) Air & Sea Transport

e) Architecture

f) Art & Design

g) Arts & Entertainment

h) Building and Construction

i) Consulting and Business Analysis

j) Education & Teaching

k) Engineering & Mining

l) Environment

m) Health & Medical Services

n) Hospitality & Tourism

o) Human Resources Personnel

p) Information Services

q) Legal & Compliance

r) Management Planning Policy

s) Manufacturing Production Logistics

t) Media u) Property Real Estate

v) Sales, Marketing & Advertising

w) Science & Research

x) Social Community Services

y) Sports Recreation

z) Surveying & Valuing

aa) Trades

ab) Translating Interpreting

ac) Other (please specify)

 

10. Please indicate your level of education:

a) Secondary school

b) College

c) University and above

 

11. How do you expect to fund your account?

a) Bank wire transfer originating from my country of residence

b) Bank wire transfer not originating from my country of residence

c) Credit card issued from a bank in my country of residence

d) Credit card not issued from a bank in my country of residence

e) Skrill

f) Neteller

g) Other (please specify)

 

12. Have you had any training or followed any seminars/courses in trading?

a) Yes

b) No

 

13. Are you or have you ever been a Politically Exposed Person1 or an International Organisation Politically Exposed Person2 or a Family Member of a Politically Exposed Person3 or a Close Associate of a Politically Exposed Person4

a) Yes

b) No

By submitting this questionnaire you hereby confirm that you have answered all the above questions correctly, to the best of your knowledge.